Mental Health National Research Service Awards for Research Training (93.282)
Program
93.282 Mental Health National Research Service Awards for Research Training
Federal Agency
Agency: Department of Health and Human Services
Office: National Institutes of Health
Authorization
Public Health Service Act, Title IV, Section 487, 42 U.S.C 288.
Program Number
93.282
Last Known Status
Active
Objectives
To ensure a continuing and adequate supply of well-trained scientists who are able to conduct research on mental health problems. The program provides training grants to institutions and fellowships to individuals at both the predoctoral and postdoctoral levels. There are awards to medical students proposing to acquire doctoral research degrees in addition to their medical degrees. Awards are made for training in the areas of basic and clinical neuroscience, genetics, developmental, behavioral, clinical, epidemiological, prevention, treatment and services research relevant to mental illnesses, behavioral disorders, and HIV/AIDS; and programs designed to increase the number of individuals in mental health research who are from underrepresented racial and ethnic groups, individuals with disabilities, or individuals disadvantaged because of educational or other circumstances that have inhibited their ability to pursue such a career.
Types of Assistance
Training
Uses and Use Restrictions
Individual fellowships are made to students seeking predoctoral or postdoctoral support for full-time research training or who are enrolled in an formal M.D./Ph.D. program. An institutional allowance will be provided to the sponsoring institution for each awardee. In addition, any domestic public or nonprofit institution may apply for an institutional research training grant in a specified area of research from which a number of stipend awards will be made to individuals selected by the training program director at the institution. Support is available for both predoctoral and postdoctoral trainees and will include an amount for institutional expenses. Indirect costs may be requested at 8 percent of total direct costs, exclusive of tuition and related fees and expenditures for equipment, or actual indirect costs, whichever is less. Postdoctoral students receiving fellowships or stipend support under either individual or institutional grants for 12 months or less are obligated to pay back this support through an equivalent period of continued postdoctoral training or a period of health related research and/or teaching activities after the completion of their training. Postdoctoral individuals in their thirteenth and subsequent months of support will incur no further obligation, and such support will be considered acceptable postdoctoral payback service. Annual FY 09 stipend levels will be $20,976 for predoctoral awards and $37,368 to $51,552 for postdoctoral awards dependent upon the number of years of relevant postdoctoral experience. Research training support may not be used for internships or other clinical training. COR Honors Undergraduate institutional training grants are designed to increase the number of well-prepared students from institutions with substantial minority enrollments who can compete successfully for entry into Ph.D. programs relevant to the mission of the NIMH. Stipends of $11,064 per year may be requested for each full-time, junior/senior level trainee and other related institutional costs may be requested as described in the applicable program announcement.
Eligibility Requirements
Applicant Eligibility
For a training grant, an institution must be a domestic public or nonprofit private organization. The applicant institution must have, or be able to develop, the staff and facilities to provide the proposed research training in an environment suitable for performing high-quality research. An applicant for individual predoctoral fellowship support must be enrolled in a research doctoral degree program by the proposed activation date of the fellowship. A postdoctoral applicant must have received a Ph.D., Psy.D., M.D., D.D.S., Sc.D., D.N.S., D.O., D.S.W., or equivalent degree from an accredited institution to be eligible for an individual postdoctoral fellowship. An applicant for an M.D./Ph.D. individual fellowship must be enrolled in an M.D./Ph.D. program at an approved medical school, accepted in a related scientific program, and supervised by a mentor in the related scientific field. All individuals to be supported under the NRSA program must be citizens or noncitizen nationals of the United States, or have been lawfully admitted to the United States for permanent residence.
Beneficiary Eligibility
Individuals and nonprofit organizations will benefit.
Credentials/Documentation
Costs will be determined in accordance with OMB Circular No. A-21 for educational institutions. For other grantees, costs will be determined in accordance with HHS Regulations 45 CFR Part 74, Subpart Q, and 42 CFR Part 66. This program is excluded from coverage under OMB Circular No. A-87.
Application and Award Process
Preapplication Coordination
Preapplication coordination is not applicable. Environmental impact information is not required for this program. This program is excluded from coverage under E.O. 12372.
Application Procedure
This program is excluded from coverage under OMB Circular No. A-102. OMB Circular No. A-110 applies to this program. Institutional training applications must be prepared using the PHS 398 research grant application instructions and forms (revised 11/2007). The PHS 398 is available at http://grants1.nih.gov/grants/funding/phs398/phs398.html in an interactive format. Individual fellowship applications must be prepared and submitted electronically using the SF 424 (Research & Related). Information about the SF 424 form may be found on http://grants.nih.gov/grants/funding/424/index.htm, but application packages should be accessed through the appropriate funding opportunity announcement, found either on the NIH Guide to Grants and Contracts (http://grants1.nih.gov/grants/guide/index.html) or through the Grants.gov website (http://www.grants.gov/). For further assistance contact GrantsInfo, Telephone (301) 435-0714, Email: GrantsInfo@nih.gov. Information concerning current areas of science being supported is available from the National Institute of Mental Health (NIMH). Completed paper forms should be submitted to the Center for Scientific Review, National Institutes of Health, 6701 Rockledge Drive, Room 1040, MSC 7710, Bethesda, MD 20892-7710 or Bethesda, MD 20817 (for express/courier service). This program is subject to the provisions of 45 CFR Part 92 for State and local governments and OMB Circular No. A-110 for nonprofit organizations.
Award Procedure
Applications are reviewed for scientific merit by nonfederal consultants recruited nationwide from the mental health field. Applications other than fellowships must also be reviewed by the National Advisory Mental Health Council. If an institutional training grant is recommended for approval and a decision to make an award is made, a formal award notice will be sent to the applicant institution. If an individual fellowship is recommended for approval and a decision to make an award is made, a formal award notice will be sent to the designated sponsoring institution business official. Postdoctoral students to be supported must submit required appointment forms, including a payback agreement and a Statement of Non-Delinquency on Federal Debt Certification. Predoctoral trainees whose appointments began after June 10, 1993, no longer incur a payback obligation. Honors undergraduate trainees incur no payback obligations as a result of COR support.
Deadlines
Contact the headquarters or regional office, as appropriate, for application deadlines.
Range of Approval/Disapproval Time
> 180 Days. From 5 to 7 months. Review of AIDS-related applications is expedited.
Appeals
A principal investigator may question the substantive or procedural aspects of the review of his/her application by communicating with the staff of the Institute. A description of the NIH Peer Review Appeal procedures is available on the NIH home page at http://grants.nih.gov/grants/guide/notice-files/not97-232.html.
Renewals
By law an individual may receive no more than 5 years of support in the aggregate at the predoctoral level and no more than 3 years of support in the aggregate at the postdoctoral level under the NRSA program (through an individual and/or institutional award). Any exception to these limitations requires a waiver from the Director of the awarding Institute based on review of justification from the awardee and the program director for the institutional grant.
Assistance Considerations
Formula and Matching Requirements
This program has no statutory formula.
This program has no matching requirements.
This program does not have MOE requirements.
Length and Time Phasing of Assistance
By law an individual may receive no more than 5 years of support in the aggregate at the predoctoral level and no more than 3 years of support in the aggregate at the postdoctoral level under the NRSA program (through an individual and/or institutional award). For an M.D./Ph.D. fellowship, 6 years may be requested. In practice, recommendations of review committees are generally for 2 or 3 years. Awards for institutional grants may be made for project periods of up to 5 years. See the following for information on how assistance is awarded/released: A formal notification in the form of a Notice of Award (NoA) will be provided to the application organization.
Post Assistance Requirements
Reports
No program reports are required. No cash reports are required. Annual progress reports are required. Financial status reports are required for Institutional and COR Honors Undergraduate National Research Service Awards. Annual reports of activities for tracking payback provisions are required from postdoctoral fellows and trainees upon termination of support. No performance monitoring is required.
Audits
In accordance with the provisions of OMB Circular No. A-133 (Revised, June 27, 2003), "Audits of States, Local Governments, and Non-Profit Organizations," nonfederal entities that expend financial assistance of $500,000 or more in Federal awards will have a single or a program-specific audit conducted for that year. Nonfederal entities that expend less than $500,000 a year in Federal awards are exempt from Federal audit requirements for that year, except as noted in Circular No. A-133. In accordance with the provisions of OMB Circular No. A-133, (Revised, June 27, 2003), "Audits of States, Local Governments, and Non-Profit Organizations," nonfederal entities that expend financial assistance of $500,000 or more in Federal Awards will have a single or a program-specific audit conducted for that year. Nonfederal entities that expend less than $500,000 a year in Federal awards are exempt from Federal audit requirements for the year, except as noted in Circular No. A-133. For nongovernmental grant recipients, audits are to be carried out in accordance with the provisions set forth in OMB Circular No. A-133. In addition, grants and cooperative agreements are subject to inspection and audits by DHHS and other Federal officials.
Records
Records must be retained for at least 3 years; records shall be retained beyond the 3-year period if audit findings have not been resolved.
Program Accomplishments
Fiscal Year 2008: In fiscal year 2008, 283 individual awards and 155 institutional grants were awarded. Fiscal Year 2009: In fiscal year 2009, an estimated 283 individual awards and 155 institutional grants will be made. Fiscal Year 2010: In fiscal year 2010, an estimated 283 individual and 155 institutional grants will be made.
Financial Information
Account Identification
75-0892-0-1-552.
Obligations
(Salaries) FY 08 $47,256,796; FY 09 est $47,578,189; FY 10 est $48,054,437
Range and Average of Financial Assistance
Predoctoral stipends: $20,976. Postdoctoral stipends: $37,368 to $51,552 COR Honors Undergraduate: $11,064.
Regulations, Guidelines and Literature
42 CFR 66. NIH Grants Policy Statement (Revised 12/2003).
Related Programs
93.242 Mental Health Research Grants; 93.281 Mental Health Research Career/Scientist Development Awards
Information Contacts
Regional or Local Office
None.
Headquarters Office
Jean G. Noronha, National Institute of Mental Health
6001 Executive Blvd, R00m 6147, MSC 9609,
Bethesda, MD 20892-9609
Rockville, MD 20852 (for Express mail)
301-443-3367
301-443-4720 (FAX), Bethesda, Maryland 20892-9609 Email: jnoronha@mail.nih.gov Phone: 301-443-3367 Fax: 301-443-4720
Web Site Address
Examples of Funded Projects
Fiscal Year 2008: (1) Understanding mental illness and behavioral disorders; (2) diagnosis and interventions for mental disorders; (3) mental health service delivery and evaluation; and (4) basic neuroscience, behavioral science, and genetic science relevant to mental disorders. Fiscal Year 2009: See description for Fiscal year 2008. Fiscal Year 2010: No current data for Fiscal year 2010.
Criteria for Selecting Proposals
The following considerations will be used in determining projects to be funded. For Training Grants: (1) quality of the proposed training program as determined by peer review; (2) availability of funds; and (3) program priority. For Fellowships: (1) overall merit of the application; (2) relevance of the application to the research priorities and mission of the institute and programs; and (3) availability of funds.
